Kara M. Stein and Brian D. Quintenz discuss Fintech and SEC/CFTC regulation

Today’s review of IIEL’s greatest hits involves my interview with Brian D. Quintenz, Commissioner U.S. Commodity Futures Trading Commission, and Kara M. Stein Commissioner of the U.S. Securities and Exchange Commission.  Among the topics:  the agencies’ evolving approaches to fintech and the regulation … Continue Reading